{"product_id":"current-hot-button-issues-for-compliance-examiners","title":"Current Hot Button Issues for Compliance Examiners","description":"\u003cp data-olk-copy-source=\"MessageBody\" class=\"x_MsoNormal\"\u003eFinancial institutions greatly benefit from keeping an eye on the consumer compliance enforcement actions and examination findings reported by regulators.  After all, the issues facing one institution are highly likely to be a universal challenge facing others. \u003c\/p\u003e\n\u003cp class=\"x_MsoNormal\"\u003eLearning about the hot buttons pushed by examiners helps compliance officers understand supervisory focus to better prepare for their own exams, which is all the more important in our current uncertain deregulatory(?) environment.  Regardless of supervisory shifts, most consumer compliance themes have remain unchanged, and the repetitive pain points plaguing financial institutions continue to exist.\u003c\/p\u003e\n\u003cp class=\"x_MsoNormal\"\u003e\u003cspan style=\"text-decoration: underline;\"\u003e\u003cb\u003eTopics covered in this course\u003c\/b\u003e\u003c\/span\u003e\u003c\/p\u003e\n\u003cp class=\"x_MsoNormal\"\u003e\u003cb\u003eLending:\u003c\/b\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"x_MsoNormal\"\u003eTRID Errors\u003c\/li\u003e\n\u003cli class=\"x_MsoNormal\"\u003eRESPA Section 8\u003c\/li\u003e\n\u003cli class=\"x_MsoNormal\"\u003eFair Lending \/ Reg B\u003c\/li\u003e\n\u003cli class=\"x_MsoNormal\"\u003eFlood\u003c\/li\u003e\n\u003cli class=\"x_MsoNormal\"\u003eMilitary Service Members\u003c\/li\u003e\n\u003cli class=\"x_MsoNormal\"\u003eCredit Card Lending\u003c\/li\u003e\n\u003cli class=\"x_MsoNormal\"\u003eHMDA and CRA Data Reporting\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp class=\"x_MsoNormal\"\u003e\u003cb\u003eDeposits:\u003c\/b\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"x_MsoNormal\"\u003eFDIC Insurance misrepresentations\u003c\/li\u003e\n\u003cli class=\"x_MsoNormal\"\u003eUnfair Overdraft Fees (still!)\u003c\/li\u003e\n\u003cli class=\"x_MsoNormal\"\u003eTruth in Savings Act Disclosure errors\u003c\/li\u003e\n\u003cli class=\"x_MsoNormal\"\u003eReg CC Hold errors\u003c\/li\u003e\n\u003cli class=\"x_MsoNormal\"\u003eReg E Dispute errors\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp class=\"x_MsoNormal\"\u003e\u003cb\u003eCompliance Management System Deficiencies:\u003c\/b\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"x_MsoNormal\"\u003eFinTech partnerships \/ BaaS\u003c\/li\u003e\n\u003cli class=\"x_MsoNormal\"\u003eDebanking\u003c\/li\u003e\n\u003cli class=\"x_MsoNormal\"\u003eCompliance Management:\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"x_MsoNormal\"\u003eBoard and Senior Management\u003c\/li\u003e\n\u003cli class=\"x_MsoNormal\"\u003eMonitoring\u003c\/li\u003e\n\u003cli class=\"x_MsoNormal\"\u003eTraining (often due to turnover)\u003c\/li\u003e\n\u003cli class=\"x_MsoNormal\"\u003eRoot Cause Analysis\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cspan style=\"text-decoration: underline;\"\u003e\u003cb style=\"font-family: -apple-system, BlinkMacSystemFont, 'San Francisco', 'Segoe UI', Roboto, 'Helvetica Neue', sans-serif; font-size: 0.875rem;\"\u003eWho Should Attend\u003c\/b\u003e\u003c\/span\u003e\u003c\/p\u003e\n\u003cul type=\"disc\"\u003e\n\u003cli class=\"x_MsoListParagraph\"\u003eCompliance staff\u003c\/li\u003e\n\u003cli class=\"x_MsoListParagraph\"\u003eBank managers\u003c\/li\u003e\n\u003cli class=\"x_MsoListParagraph\"\u003eRisk managers\u003c\/li\u003e\n\u003cli class=\"x_MsoListParagraph\"\u003ePolicy makers\u003c\/li\u003e\n\u003cli class=\"x_MsoListParagraph\"\u003eLoan managers\u003c\/li\u003e\n\u003cli class=\"x_MsoListParagraph\"\u003eOperations managers\u003c\/li\u003e\n\u003cli class=\"x_MsoListParagraph\"\u003eAudit staff\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"BankersHub","offers":[{"title":"Default Title","offer_id":46878770856111,"sku":"ODC0505261","price":299.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0646\/2894\/9167\/files\/CurrentHotButtonIssuesforComplianceExaminers.png?v=1773433460","url":"https:\/\/www.bankershub.com\/products\/current-hot-button-issues-for-compliance-examiners","provider":"BankersHub","version":"1.0","type":"link"}