Effective Customer Due Diligence and Suspicious Activity Monitoring

On Demand Course

Instructor: Scott Rosenbaum

Duration:

What You'll Learn

This Course delves into the details of the CDD requirements, the common missteps that take place, and how best to utilize due diligence to monitor for suspicious activity and risk rate customers.

About the Author:

Scott Rosenbaum

Scott Rosenbaum has over 10 years of experience as a consultant, investigator, and accountant. He previously worked in KPMG's Forensic practice and for a private think-tank providing forensic accounting, litigation, and investigation consulting services to clients in a variety of matters. Mr. Rosenbaum specializes in investigations and assisting community and regional banks to develop and improve their BSA/AML compliance programs. He also performs work related to fraud risk management, regulatory compliance and monitoring, and dispute advisory/ litigation assistance. Additionally, Mr. Rosenbaum routinely conducts trainings for bankers, lawyers, business leaders, and law enforcement including training intelligence analysts from the Office of Foreign Assets Control at FLETC (the Federal Law Enforcement Training Center). He has collaborated on Congressional testimonies, a book, and assisted print and television journalists in researching their articles and segments. Mr. Rosenbaum is a Certified Public Accountant (CPA), a Certified AML and Fraud Professional (CAFP), an Accredited Payments Risk Professional (APRP), a Certified Forensic Examiner (CFE), and a Certified At-Risk Adult Crime Tactics Specialist (CACTS).

On-Demand Course