Navigating Regulation CC – Key Updates, Fraud Risks, and Compliance Best Practices

On Demand Course

Instructor: Kelly Rozier

Duration: 1 HR

What You'll Learn

This session will provide an overview of Regulation CC, explore upcoming changes impacting financial institutions, and examine the evolving fraud implications for ACH transactions and check payments. Learn how to stay compliant with regulatory shifts while safeguarding your organization against increasingly sophisticated fraud schemes. Whether you're customer/member service representatives, tellers, back-office teams, a compliance professional, operations manager, or fraud analyst, this presentation will equip you with actionable strategies to mitigate risk and ensure adherence to the latest rules. Don't miss this opportunity to stay ahead in the dynamic landscape of payments and compliance!

Topics covered in this session

Impact of Reg CC changes on your compliance, fraud and operational risk environment
Best business practices for frontline and back-office teams
Case studies and lessons learned from recent incidents
Impact on New Nacha Funds Availability Rule
Strategies for educating and training staff to recognize and respond to check fraud

Who Should Attend:

BSA Officers and Support Teams
Compliance Teams
Deposit Operation Teams
Electronic Banking Teams
Fraud Management Teams
Front-Line Teams (Customer/Member Service Representatives)
In-House Counsel
Internal Auditors
Information Security Officers
Risk Management
Senior Management/Executive Management

About the Author:

Kelly Rozier

Kelly Rozier has extensive banking experience; specializing is Electronic Payments and fraud. Ms. Rozier advises both financial institutions and their service providers on payments audits, process improvement, and risk management. She provides expertise in ACH, Wire Transfer, Remote Deposit Capture (RDC), and other payment systems, including audits of third-party senders and service providers. She works closely with banking professionals, , risk managers, compliance officers, and operations teams in the context of payments compliance, process optimization, financial risk management, and regulatory education. Additionally, Kelly collaborates with the Simplify Risk–Secura membership program to deliver education and resources tailored to banks, fintech companies and credit unions Prior to joining Stout, Kelly was responsible for the payment’s governance including treasury services and oversight for an $18 billion in assets financial institution. Kelly has a significant amount of experience working on the financial institution side and working with all the major core providers on electronic payments needs based on external fraud threats, network and regulatory requirements. Kelly also has ten years of experience working directly with the BSA/AML and fraud areas specific to electronic payments fraud and incident response.

On-Demand Course