What You'll Learn
Artificial Intelligence is rapidly transforming financial services, but with innovation comes responsibility. Vendor partnerships involving AI tools require careful due diligence to ensure compliance, manage risk, and align with regulatory expectations. This course equips compliance and risk professionals with the knowledge to evaluate AI vendors effectively and confidently.
Topics covered in this course
Understanding AI Vendor Risk
- Key risk categories in AI solutions
- Regulatory expectations for vendor oversight
- Common pitfalls in vendor selection
Due Diligence Frameworks
- Essential steps in vendor evaluation
- Data security and model transparency considerations
- Contractual safeguards and monitoring
Practical Applications
- Case examples of AI vendor reviews
- Integrating due diligence into compliance programs
- Preparing for regulatory exams and audits
*This program does NOT qualify, nor meet the National Standard for NASBA accreditation.
Accreditations
This program is applicable for compliance or recertification CPE(s) through the Association of Certified Fraud Examiners (ACFE). Please visit the ACFE website for further clarification: https://www.acfe.com/cfe-credential/continuing-professional-education-cpe-requirements. This program is applicable for the CPE(s) listed to the right of this page.
Requesting CE:
Upon completion of this course, please email
creditrequest@nogginguru.com
to obtain a CE certificate.
About the Author:
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