Banking Ethics
About This Course
Bank ethics are an important aspect in Banks. It determines how a bank should conduct themselves, how employees should act and behave and the direction of the business. A bank’s reputation is its most valuable asset. When something goes wrong, it could limit or disrupt its growth going forward. Bank employees also must avoid situations that could create a conflict of interest between the bank, its customers, its investors and the employee.
This training will help you identify and understand the importance of recognizing an ethical dilemma and what to do about it.
Topics covered in this session
What Are Bank Ethics
- Background
- Purpose
- Internal vs. External Ethics
Basic Characteristics of Ethical Banks
- Code of Conduct for Bank Employees
- Policies Related to Ethics
Ethical Obstacles
- Bank Regulations
*This program does NOT qualify, nor meet the National Standard for NASBA accreditation
Your Instructor
Justin is an expert in Compliance Training providing years of successful implementation of educational solutions for regulatory compliance initiatives designed to decrease risk and provide a robust compliance culture to an organization. He also effectively facilitates training from the board level to the rest of the organization and creates awareness using creative methods to capture audience’s attention and enhance their retention of knowledge.
- Simultaneously operated compliance training company, Tweezzle, and consulting assignments while ensuring satisfied clients and increased revenue.
- Deliver continued guidance, assistance, coordination, and follow-up on complex problems to ensure prompt and timely resolution.
- Specializes in content creation and facilitation for various regulatory bodies and governmental agencies: CFPB, FDIC, FINRA, FinCen, Nacha, NCUA, NFA, OCC & SEC.
- Regulatory topics such as AML/BSA/OFAC, cryptocurrencies, deposits, examinations, lending, privacy.
This course is covered under team memberships.
See Team Memberships