Dodd-Frank: Overview and regulations
About This Course
This course explores the Dodd-Frank Act and its far-reaching overhaul of the U.S. financial regulatory system. Participants will learn how Dodd-Frank reorganized financial regulation, examine the key provisions it introduced, and review the significant changes and developments that have occurred since its inception. The session equips participants with a comprehensive understanding of Dodd-Frank's ongoing impact on the financial industry.
*This program does NOT qualify, nor meet the National Standard for NASBA accreditation.
Your Instructor
Justin is an expert in Compliance Training providing years of successful implementation of educational solutions for regulatory compliance initiatives designed to decrease risk and provide a robust compliance culture to an organization. He also effectively facilitates training from the board level to the rest of the organization and creates awareness using creative methods to capture audience’s attention and enhance their retention of knowledge.
- Simultaneously operated compliance training company, Tweezzle, and consulting assignments while ensuring satisfied clients and increased revenue.
- Deliver continued guidance, assistance, coordination, and follow-up on complex problems to ensure prompt and timely resolution.
- Specializes in content creation and facilitation for various regulatory bodies and governmental agencies: CFPB, FDIC, FINRA, FinCen, Nacha, NCUA, NFA, OCC & SEC.
- Regulatory topics such as AML/BSA/OFAC, cryptocurrencies, deposits, examinations, lending, privacy.
This course is covered under team memberships.
See Team Memberships