FFIEC Examinations Manual
About This Course
The FFIEC Examination Manual is a critical resource for financial institutions to understand regulatory expectations and maintain compliance with federal laws and guidelines. This session will provide a comprehensive overview of the manual, highlight key risk areas, and offer practical strategies for successfully navigating the examination process. Participants will gain valuable insights into examiner expectations and how to strengthen internal controls to reduce regulatory risk.
Topics covered in this session
Overview of the FFIEC Examination Manual
- Purpose and structure of the manual
- Key areas of focus for examiners
- Regulatory agencies involved in the FFIEC framework
Compliance Expectations & Risk Management
- Risk-based approach to compliance and internal controls
- Identifying high-risk areas during examinations
- Preparing documentation and audit trails
Examination Process & Best Practices
- What to expect during an FFIEC examination
- Common findings and how to address deficiencies
- Ongoing monitoring and continuous compliance strategies
Who Should Attend:
- Compliance Officers
- Risk Management Professionals
- Internal Auditors
- Operations Management
- Legal and Regulatory Teams
*This program does NOT qualify, nor meet the National Standard for NASBA accreditation.
Your Instructor
Justin is an expert in Compliance Training providing years of successful implementation of educational solutions for regulatory compliance initiatives designed to decrease risk and provide a robust compliance culture to an organization. He also effectively facilitates training from the board level to the rest of the organization and creates awareness using creative methods to capture audience’s attention and enhance their retention of knowledge.
- Simultaneously operated compliance training company, Tweezzle, and consulting assignments while ensuring satisfied clients and increased revenue.
- Deliver continued guidance, assistance, coordination, and follow-up on complex problems to ensure prompt and timely resolution.
- Specializes in content creation and facilitation for various regulatory bodies and governmental agencies: CFPB, FDIC, FINRA, FinCen, Nacha, NCUA, NFA, OCC & SEC.
- Regulatory topics such as AML/BSA/OFAC, cryptocurrencies, deposits, examinations, lending, privacy.
This course is covered under team memberships.
See Team Memberships