FFIEC Examinations Manual

On Demand Course

Instructor: Justin Muscolino

Duration: 1 HR

What You'll Learn

The FFIEC Examination Manual is a critical resource for financial institutions to understand regulatory expectations and maintain compliance with federal laws and guidelines. This session will provide a comprehensive overview of the manual, highlight key risk areas, and offer practical strategies for successfully navigating the examination process. Participants will gain valuable insights into examiner expectations and how to strengthen internal controls to reduce regulatory risk.

Topics covered in this session

Overview of the FFIEC Examination Manual

Purpose and structure of the manual
Key areas of focus for examiners
Regulatory agencies involved in the FFIEC framework

Compliance Expectations & Risk Management

Risk-based approach to compliance and internal controls
Identifying high-risk areas during examinations
Preparing documentation and audit trails

Examination Process & Best Practices

What to expect during an FFIEC examination
Common findings and how to address deficiencies
Ongoing monitoring and continuous compliance strategies

Who Should Attend:

Compliance Officers
Risk Management Professionals
Internal Auditors
Operations Management
Legal and Regulatory Teams

About the Author:

Justin Muscolino

Justin is an expert in Compliance Training providing years of successful implementation of educational solutions for regulatory compliance initiatives designed to decrease risk and provide a robust compliance culture to an organization. He also effectively facilitates training from the board level to the rest of the organization and creates awareness using creative methods to capture audience’s attention and enhance their retention of knowledge. - Simultaneously operated compliance training company, Tweezzle, and consulting assignments while ensuring satisfied clients and increased revenue. - Deliver continued guidance, assistance, coordination, and follow-up on complex problems to ensure prompt and timely resolution. - Specializes in content creation and facilitation for various regulatory bodies and governmental agencies: CFPB, FDIC, FINRA, FinCen, Nacha, NCUA, NFA, OCC & SEC. - Regulatory topics such as AML/BSA/OFAC, cryptocurrencies, deposits, examinations, lending, privacy.

On-Demand Course