Regulations and Network Rules

On Demand Course

Instructor: Kelly Rozier

Duration: 1 HR

What You'll Learn

This information has critical benefits by equipping professionals with a solid understanding of the legal and regulatory framework that governs ACH payments. Mastery of these rules helps institutions reduce legal risk, prevent regulatory violations, and maintain the integrity and trust of the ACH Network.

This is part seven of a ten-part series (10 webinars) that includes the different segments of the AAP Test. Stout instructors will take attendees through a deep-dive, easy-to-understand program to assist you and your teams in preparing for the AAP Exam. This session has been designed to prepare for the future AAP or as a refresher course for existing AAPs.

Topics covered in this session

NACHA Operating Rules
Regulation E ( Electronic Fund Transfer Act)
UCC Article 4A
Bank Secrecy Act (BSA) / Anti-Money Laundering (AML)
Office of Foreign Assets Control (OFAC)
Electronic Signatures in Global and National Commerce Act
Federal Reserve Regulation D
IRS Rules and Treasury Requirements

Are you taking the AAP Exam this fall? Check out our comprehensive, 10-part AAP Exam Prep series to get you ready!

*This course does NOT qualify, nor meet the National Standard for NASBA accreditation.

Accreditations

Nacha (National Automated Clearing House Association) -AAP/APRP

Nacha has approved this course as eligible for AAP or APRP Renewal Credit(s).

Requesting CE:
Upon completion of this course, please email creditrequest@nogginguru.com to obtain a CE certificate.

About the Author:

Kelly Rozier

Kelly Rozier has extensive banking experience; specializing is Electronic Payments and fraud. Ms. Rozier advises both financial institutions and their service providers on payments audits, process improvement, and risk management. She provides expertise in ACH, Wire Transfer, Remote Deposit Capture (RDC), and other payment systems, including audits of third-party senders and service providers. She works closely with banking professionals, , risk managers, compliance officers, and operations teams in the context of payments compliance, process optimization, financial risk management, and regulatory education. Additionally, Kelly collaborates with the Simplify Risk–Secura membership program to deliver education and resources tailored to banks, fintech companies and credit unions Prior to joining Stout, Kelly was responsible for the payment’s governance including treasury services and oversight for an $18 billion in assets financial institution. Kelly has a significant amount of experience working on the financial institution side and working with all the major core providers on electronic payments needs based on external fraud threats, network and regulatory requirements. Kelly also has ten years of experience working directly with the BSA/AML and fraud areas specific to electronic payments fraud and incident response.

On-Demand Course