Simplifying Consumer Protection for Financial Institutions

On Demand Course

Instructor: Kelly Rozier

Duration: 1 HR

What You'll Learn

Join us for a practical course that simplifies consumer compliance and highlights the critical role financial institutions play in protecting consumers. We’ll break down key regulations—including Regulation E, Regulation CC, TILA, FCRA, ECOA, and NACHA Rules—into actionable guidance and best practices. Designed for compliance teams, front-line staff, and back-office personnel, this course provides clear insights to reduce risk, strengthen controls, and stay prepared for regulatory scrutiny.

Topics covered in this course

Simplify Compliance

Discover how to break down complex consumer regulations into manageable steps
Seamlessly integrate best practices into your workflows

Avoid Audit Pitfalls

Gain insights into common consumer compliance audit findings and learn valuable lessons to keep your institution ahead of the curve

Operational Integration

Learn how to embed these regulations into your daily controls to ensure compliance without disrupting operations

Easy-to-Understand Guidance

Each regulation will be broken down into straightforward, actionable insights, making compliance clear and achievable

Accreditations

CPE/NASBA - QAS Self Study

Noggin Guru, Inc. dba Lorman Education Services and BankersHub is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

For more information regarding administrative policies such as complaint and refund, please contact our offices at 866-352-9539.

Please note: You must attend at least 50 minutes to obtain credit. Final CPE approval belongs with each state's regulatory board. Credit is based on a 50-minute credit hour.

For more detailed information about the course, including the outline, content, and objectives, please refer to the 'Description' tab on this webpage.

Field Of Study: Specialized Knowledge
Prerequisite: Basic knowledge of the banking industry, business, or law
Level of Knowledge: Intermediate
Advanced Preparation: None
Delivery Method: QAS Self Study

Requesting CE:
Upon completion of this course, please email creditrequest@nogginguru.com to obtain a CE certificate.

ACFE (Association of Certified Fraud Examiners)

This program is applicable for compliance or recertification CPE(s) through the Association of Certified Fraud Examiners (ACFE). Please visit the ACFE website for further clarification: https://www.acfe.com/cfe-credential/continuing-professional-education-cpe-requirements. This program is applicable for the CPE(s) listed to the right of this page.

Requesting CE:
Upon completion of this course, please email creditrequest@nogginguru.com to obtain a CE certificate.

About the Author:

Kelly Rozier

Kelly Rozier has extensive banking experience; specializing is Electronic Payments and fraud. Ms. Rozier advises both financial institutions and their service providers on payments audits, process improvement, and risk management. She provides expertise in ACH, Wire Transfer, Remote Deposit Capture (RDC), and other payment systems, including audits of third-party senders and service providers. She works closely with banking professionals, , risk managers, compliance officers, and operations teams in the context of payments compliance, process optimization, financial risk management, and regulatory education. Additionally, Kelly collaborates with the Simplify Risk–Secura membership program to deliver education and resources tailored to banks, fintech companies and credit unions Prior to joining Stout, Kelly was responsible for the payment’s governance including treasury services and oversight for an $18 billion in assets financial institution. Kelly has a significant amount of experience working on the financial institution side and working with all the major core providers on electronic payments needs based on external fraud threats, network and regulatory requirements. Kelly also has ten years of experience working directly with the BSA/AML and fraud areas specific to electronic payments fraud and incident response.

On-Demand Course