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Wire Transfer Legal and Compliance Requirements

On Demand Course

Updated: October 20, 2025

Instructor: Kelly Rozier

What You'll Learn

Understanding regulations and laws helps ensure compliance with legal standards and protects the organization from potential penalties or liabilities. Learning about types of agreements provides you clarity on the roles, responsibilities, and expectations between parties involved in financial transactions.  It is crucial to be familiar with policies and procedures to promote consistency, reduces errors, and strengthens internal controls, leading to more efficient and secure operations.

AGENDA

  • Regulations and Laws
  • Types of agreements
  • Policies and procedures  

 

*This program does NOT qualify, nor meet the National Standard for NASBA accreditation. 

Accreditations

Nacha (National Automated Clearing House Association) -AAP/APRP

Nacha has approved this course as eligible for AAP or APRP Renewal Credit(s).

Requesting CE:
Upon completion of this course, please email creditrequest@nogginguru.com to obtain a CE certificate.

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