What You'll Learn
Understanding regulations and laws helps ensure compliance with legal standards and protects the organization from potential penalties or liabilities. Learning about types of agreements provides you clarity on the roles, responsibilities, and expectations between parties involved in financial transactions. It is crucial to be familiar with policies and procedures to promote consistency, reduces errors, and strengthens internal controls, leading to more efficient and secure operations.
AGENDA
- Regulations and Laws
- Types of agreements
- Policies and procedures
*This program does NOT qualify, nor meet the National Standard for NASBA accreditation.
Accreditations
Nacha (National Automated Clearing House Association) -AAP/APRP
Nacha has approved this course as eligible for AAP or APRP Renewal Credit(s).
Requesting CE:
Upon completion of this course, please email
creditrequest@nogginguru.com
to obtain a CE certificate.
You Might Also Like
On-Demand Course
RDC Rules and Regulations: Compliance Review and Checklist
On-Demand Course
Remote Deposit Capture, aka RDC, just like other payment collection systems have guidance, laws and rules that are required for a financial institution to mitigate the risks and ensure compliance with its RDC Program. This payments webinar will cover FFIEC Guidance on remote deposit capture which...
Instructor: Kelly Rozier
99.00
Order Today
Role: Compliance and Regulations
99.00
Order Today
On-Demand Course
Reg E Deep Dive into What Matters Most
On-Demand Course
This Course will look at the commonly cited Reg E violations from the CFPB. UDAP penalties have been imposed numerous times because of a disconnect between what banks disclosed using model Reg E forms and what it actually did. *This program does NOT qualify, nor meet the National Standard for N...
Instructor: Andy Zavoina
199.00
Order Today
Role: Compliance and Regulations
199.00
Order Today
On-Demand Course
Challenges in Reg E Investigations
On-Demand Course
Investigating Regulation E disputes when consumers claim fraud can be a challenging and nuanced process. This course is designed to help you navigate these complexities with confidence. Our industry experts will explore common obstacles in Reg E investigations and share proven strategies for over...
Instructor: Kelly Rozier
199.00
Order Today
Role: Compliance and Regulations
Credits: 1.8 CPE/ NASBA
199.00
Order Today
On-Demand Course
Lending to Servicemembers: SCRA and MLA
On-Demand Course
This webinar equips compliance, lending, and operations professionals with the clarity needed to properly apply the Servicemembers Civil Relief Act (SCRA) and the Military Lending Act (MLA)—two laws that protect servicemembers but are frequently misunderstood and misapplied. Attendees will untang...
Instructor: Rebekah Leonard
249.00
Order Today
Role: Compliance and Regulations
Credits: 3.2 CPE/ NASBA
249.00
Order Today